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Mark Adam Sanders

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-04
TX RA APPROVED 2024-03-04
  • IL RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Chicago IL 03/2010 Present
J.P. Morgan Securities Llc Chicago IL 07/2012 Present
Previous Registrations
  • 2010-03-29 → 2012-07-25
    Chase Investment Services Corp.
    Lynnwood,, WA
    Kent, WA
    Everett, WA
    Chicago, IL
  • 2007-02-01 → 2009-10-08
    Edward Jones
    Lynnwood, WA
    Everett, WA
    St Louis, MO
    Lynnwood, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S66 Uniform Combined State Law Examination 2007-01-19
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S66 Uniform Combined State Law Examination
    2007-01-19
Other Names
  • Mark Sanders

View on SEC IAPD

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