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Richard Anthony Painter

LPl Financial LLC

Spartanburg, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-10-01
  • SC RA
    APPROVED
    Since 2019-10-01

Branch Locations

390 E Henry St Ste 203, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Spartanburg SC 11/2006 10/2019
1St Global Insurance Services Spartanburg SC 06/2007 10/2019
Elliott & Painter, Llp Spartanburg SC 11/2010 Present
Lpl Financial Llc Spartanburg SC 10/2019 Present
  • 11/2006 → 10/2019
    1St Global Capital Corp.
    Spartanburg, SC
  • 06/2007 → 10/2019
    1St Global Insurance Services
    Spartanburg, SC
  • 11/2010 → Present
    Elliott & Painter, Llp
    Spartanburg, SC
  • 10/2019 → Present
    Spartanburg, SC
Previous Registrations
  • 2006-12-20 → 2019-10-02
    1St Global Advisors Inc
    Spartanburg, SC
Other Businesses

1)10/1/19- Elliott & Painter Wealthcare Advisors, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related -Spartanburg, SC-start date 2007- 100% 2)10/1/19- Elliott & Painter LLP- CPA Affiliate Program- CPA Partner- Inv. Related- Spartanburg, SC - start date 2004- 85% 3)10/1/19- CMHR, LLC- Real Estate Rental- Co-owner- Inv. Related - Spartanburg, SC - start date 2016- 1% 4)10/1/19- Loggerhead Apparel- Clothing Manufacturing Company- Co-owner- NOn-Inv. Related- Simpsonville, SC -start date 2011 - 0% 5)10/1/19- Residential Home for Missionary Use- Real Estate Rental- Property Owner- Inv. Related- Spartanburg, SC- start date 2014- 1% 6)10/1/19- Elliott & Painter Wealth care Advisors, LLC- Non Variable Insurance- Inv. Related- Spartanburg, SC -start date 2007- 1%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-04
  • S66 Uniform Combined State Law Examination
    2006-12-04
Other Names
  • Rich Painter

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