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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
Branch Locations
406 Main Street, Greenwood, SC 29646 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Greenwood | SC | 03/2014 | 10/2019 |
| County Bank | Greenwood | SC | 03/2014 | 10/2019 |
| Raymond James Financial Services Advisors Inc. | Greenwood | SC | 03/2014 | 10/2019 |
| Countybank Wealth Management - Trust Department | Greenwood | SC | 03/2014 | 12/2017 |
| Southern Resources, Llp | Greenville | SC | 01/1996 | Present |
| Voya Financial Advisors, Inc. | Greenwood | SC | 10/2019 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| J. Patrick Financial, Llc | Greenwood | SC | 08/2025 | Present |
1) NAME OF ENTITY: SOUTHERN RESOURCES, LLC; No; 111 WEST TALLULAH DR; GREENVILLE; SC; 29605; TIMBER; VP/PARTNER; 1/1/1996; 5; 2; ATTEND MEETINGS AND MAKE DECISION ON WHEN TO CUT DOWN AND PLANT TREES| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 201-B Towers Drive; Greenwood; SC; 29649; Fixed Insurance Sales; Independent Insurance Agent; 10/11/2019; 160; 160; sales of fixed insurance products| 3) NAME OF OTHER BUSINESS: J. PATRICK FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF ENTITY: HP Shale & Timber, LLC; No; 205 East Sproles Avenue; Greenwood; SC; 29649; Farmland/Family Farm.; Owner & Sole Proprietor; 11/1/2020; 1; 0; Family Farmland| 5) NAME OF OTHER BUSINESS: GREENWOOD MUSEUM AND RAILROAD HISTORICAL CENTER; INVESTMENT RELATED: NO; ADDRESS: 106 MAIN STREET GREENWOOD, SC 29648; NATURE OF BUSINESS: MUSEUM; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS TO DISCUSS THE OPERATIONS OF OUR LOCAL MUSEUM, HELP TO COORDINATE GOLF TOURNAMENT TO RAISE MONEY FOR THE RAILROAD CENTER;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
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