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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

Greenwood, SC • United States

406 Main Street, Greenwood, SC 29646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Greenwood SC 03/2014 10/2019
County Bank Greenwood SC 03/2014 10/2019
Raymond James Financial Services Advisors Inc. Greenwood SC 03/2014 10/2019
Countybank Wealth Management - Trust Department Greenwood SC 03/2014 12/2017
Southern Resources, Llp Greenville SC 01/1996 Present
Voya Financial Advisors, Inc. Greenwood SC 10/2019 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
J. Patrick Financial, Llc Greenwood SC 08/2025 Present
  • 03/2014 → 10/2019
    Raymond James Financial Services, Inc.
    Greenwood, SC
  • 03/2014 → 10/2019
    County Bank
    Greenwood, SC
  • 03/2014 → 10/2019
    Greenwood, SC
  • 03/2014 → 12/2017
    Countybank Wealth Management - Trust Department
    Greenwood, SC
  • 01/1996 → Present
    Southern Resources, Llp
    Greenville, SC
  • 10/2019 → 06/2021
    Greenwood, SC
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2025 → Present
    J. Patrick Financial, Llc
    Greenwood, SC
Previous Registrations
Other Businesses

1) NAME OF ENTITY: SOUTHERN RESOURCES, LLC; No; 111 WEST TALLULAH DR; GREENVILLE; SC; 29605; TIMBER; VP/PARTNER; 1/1/1996; 5; 2; ATTEND MEETINGS AND MAKE DECISION ON WHEN TO CUT DOWN AND PLANT TREES| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 201-B Towers Drive; Greenwood; SC; 29649; Fixed Insurance Sales; Independent Insurance Agent; 10/11/2019; 160; 160; sales of fixed insurance products| 3) NAME OF OTHER BUSINESS: J. PATRICK FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF ENTITY: HP Shale & Timber, LLC; No; 205 East Sproles Avenue; Greenwood; SC; 29649; Farmland/Family Farm.; Owner & Sole Proprietor; 11/1/2020; 1; 0; Family Farmland| 5) NAME OF OTHER BUSINESS: GREENWOOD MUSEUM AND RAILROAD HISTORICAL CENTER; INVESTMENT RELATED: NO; ADDRESS: 106 MAIN STREET GREENWOOD, SC 29648; NATURE OF BUSINESS: MUSEUM; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS TO DISCUSS THE OPERATIONS OF OUR LOCAL MUSEUM, HELP TO COORDINATE GOLF TOURNAMENT TO RAISE MONEY FOR THE RAILROAD CENTER;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-07-09
S65 Uniform Investment Adviser Law Examination 2005-05-26
  • S63 Uniform Securities Agent State Law Examination
    2007-07-09
  • S65 Uniform Investment Adviser Law Examination
    2005-05-26
Other Names
  • John Patrick

View on SEC IAPD

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