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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-06 |
| MN | RA | APPROVED | 2015-11-19 |
Branch Locations
New Brighton, MN • United States
444 Cedar St, St Paul, MN 55101-2108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Minneapolis | MN | 09/2015 | Present |
1) Name of Business: Rotary Club of St. Paul./ Address: PO Box 600065 St. Paul Minnesota United States 55106./ Investment Related: No./ Nature: A social club of volunteers who give their time and money to help causes local to St. Paul and Internationally./ Role: Member of Board of directors./ Duty: Join board meetings twice per month. Help the President execute on their objectives for the year, including member growth, community involvement, and fund raising./ Start Date: 7/1/2023./ Time Required: N/A. 2) R and S W Revocable Trust,Revocable Trust for personal estate planning. The trust owns investment accounts and personal real estate in WI and FL.,WisconsinUnited States,Initially, I will serve no role nor have any duties. As Successor Trustee, I would be appointed as Trustee at their deaths or incapacitation to help distribute their estate according to the language of the trust. Start date 12/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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