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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-04
  • CO RA
    APPROVED
    Since 2022-01-04

Branch Locations

950 17Th Street, Denver, CO 80202 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 05/2016 12/2021
Moloney Securities Asset Management Llc Manchester MO 05/2016 12/2021
Moloney Investment Advisory Llc Manchester MO 05/2016 12/2016
Apollon Wealth Management, Llc Denver CO 12/2021 Present
Purshe Kaplan Sterling Investments Albany NY 03/2023 Present
  • 05/2016 → 12/2021
    Moloney Securities Co., Inc.
    Manchester, MO
  • 05/2016 → 12/2021
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 05/2016 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 12/2021 → Present
    Denver, CO
  • 03/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2016-05-20 → 2021-12-14
    Moloney Securities Asset Management Llc
    Greenwood Village, CO
    Denver, CO
    Manchester, MO
  • 2016-05-20 → 2016-12-31
    Moloney Investment Advisory Llc
    Denver, CO
    Manchester, MO
  • 2014-10-27 → 2016-06-02
    Greenwood Village, CO
  • 2011-07-26 → 2015-06-10
    Capital Investment Management
    Denver, CO
  • 2011-07-26 → 2014-12-31
    Capital Investment Management
    Denver, CO
  • 2012-07-02 → 2014-11-07
    First Allied Advisory Services, Inc.
    Denver, CO
  • 2011-04-21 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Denver, CO
Other Businesses

1) Apollon Wealth Management LLC. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. RIA. Wealth Management Advisor / IAR. 12/11/2021. Hrs/month 160 all during trading hours. Investment management and advice given to clients. 2) Fixed Insurance. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. Insurance Sales. Agent. 03/2023. Hrs/month 2 all during trading hours. Sales of fixed / traditional insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-20
S65 Uniform Investment Adviser Law Examination 2011-04-18
  • S63 Uniform Securities Agent State Law Examination
    2013-05-20
  • S65 Uniform Investment Adviser Law Examination
    2011-04-18

View on SEC IAPD

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