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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-04 |
Branch Locations
950 17Th Street, Denver, CO 80202 • United States
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Co., Inc. | Manchester | MO | 05/2016 | 12/2021 |
| Moloney Securities Asset Management Llc | Manchester | MO | 05/2016 | 12/2021 |
| Moloney Investment Advisory Llc | Manchester | MO | 05/2016 | 12/2016 |
| Apollon Wealth Management, Llc | Denver | CO | 12/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2023 | Present |
1) Apollon Wealth Management LLC. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. RIA. Wealth Management Advisor / IAR. 12/11/2021. Hrs/month 160 all during trading hours. Investment management and advice given to clients. 2) Fixed Insurance. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. Insurance Sales. Agent. 03/2023. Hrs/month 2 all during trading hours. Sales of fixed / traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-20 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-18 |
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