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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-18 |
| MI | RA | APPROVED | 2014-01-02 |
Branch Locations
5136 Cascade Rd Se Ste 2B, Grand Rapids, MI 49546 • United States
Caledonia, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Grand Rapids | MI | 12/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Grand Rapids | MI | 03/2020 | Present |
Independent Insurance Brokering; F&G Life; 04/29/2024; Fixed Annuity. Business Ownership; HSC Group LLC; AFA under Nicholas Hendon; Legal entity created to manage administrative expenses for Ameriprise practice HS&C Wealth Management including paying compensation to staff for non-securities related activity.; 711 W Main Street, , Fremont, MI, 49412; Not Investment-Related; 03/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Hendon Slate LLC; Co-owner; Legal entity created to hold ownership of Ameriprise practice, HS&C Wealth Management; 711 W Main Street, , Fremont, MI, 49412; Investment-Related; 02/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; H&S Companies; Sales & Marketing Director - Lead, manage and accountability for sales and marketing division.; ; 711 W. Main Street, , Fremont, MI, 49412; Not Investment-Related; 04/03/2023; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-08 |
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