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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-29
  • TX RA
    APPROVED
    Since 2012-02-29

Branch Locations

Austin, TX • United States

809 12Th Street Suite C3 - B & C, Marble Falls, TX 78654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc Austin TX 01/2012 Present
Other Businesses

No. 1) Name of Business: LJS Realty Corp. Non-Investment related. Address: 5404 Western Hills Dr. Austin, TX 78731. Nature of Business: Commercial Real Estate. Position/Title/Relationship: Owner. Start Date: 1990. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Property Management. No. 2) Name of Business: Flossgloss LLC. Non-Investment related. Address: 35 Meadow St. Brooklyn, NY 11206. Nature of Business: Nail polish wholesale. Position/Title/Relationship: Partial Owner. Start Date: 2012. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Partial owner in nail polish wholesale and retail sales and marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
  • S66 Uniform Combined State Law Examination
    2007-01-24

View on SEC IAPD

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