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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-17 |
| IN | RA | APPROVED | 2023-11-27 |
Branch Locations
7635 W. Jefferson Blvd, Fort Wayne, IN 46804 • United States
360 N Main St., Bluffton, IN 46714 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Asset Management & Servicing, Inc. | Parsippany | NJ | 08/2010 | 01/2018 |
| Shelton Financial Group | Fort Wayne | IN | 08/2010 | 11/2023 |
| Usa Financial Securities Corporation | Ada | MI | 01/2018 | 11/2023 |
| Kestra Investment Services, Llc | Fort Wayne | IN | 11/2023 | Present |
| Kestra Advisory Services, Llc | Fort Wayne | IN | 11/2023 | Present |
Name: SHELTON FINANCIAL GROUP POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 7635 West Jefferson Blvd., Fort Wayne IN 46835 DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 5707 Southwest Parkway | Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR NAME: FANSLER KID BAND POSITION: band member NATURE: Playing in a band INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2025 ADDRESS: 10114 Kilkea Place, Fort Wayne IN 46835, United States DESCRIPTION: I play guitar in a band
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-03 |
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