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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-08-24 |
| MI | RA | APPROVED | 2015-08-17 |
Branch Locations
750 Trade Centre Way, Portage, MI 49002 • United States
Kalamazoo, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portage | MI | 06/2015 | Present |
| Bank Of America, N.A. | Portage | MI | 08/2015 | Present |
I*101712 For profit or not for profit: Non-Profit Organization Name of outside business organization: Elizabeth Upjohn Community Healing Center Investment related: N Address of business: Kalamazoo, Michigan 49008 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/17/2019 Number of hours devoted: 28 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: I would like accept the roll of co-committee board chair for a fundraising event called Serve for Kids, benefitting the Elizabeth Upjohn Community Healing Center. Responsibilities:set up and take down of the event, supply table linens I*111834 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FARMERS ALLEY THEATRE INVESTMENT RELATED: N ADDRESS OF BUSINESS: KALAMAZOO, MICHIGAN 49007 NATURE OF BUSINESS: OTHER,501(C)(3) POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 2/12/2018 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FARMERS ALLEY THEATRE IS PRODUCING THE COMEDY PLAY, IT'S ONLY A PLAY, BY TERENCE MCNALLY. I HAVE BEEN OFFERED A SUPPORTING CHARACTER ROLE OF VIRGINIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-29 |
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