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Eric James Holder

Alliancebernstein L.P.

Chicago, IL

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-10
IL RA APPROVED 2024-01-03
TN RA APPROVED 2022-05-20
  • TX RA
    APPROVED
    Since 2024-04-10
  • IL RA
    APPROVED
    Since 2024-01-03
  • TN RA
    APPROVED
    Since 2022-05-20

Branch Locations

227 West Monroe Street Suite 5900, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Nashville TN 08/2015 01/2018
Regions Bank Nashville TN 01/2018 03/2022
Sanford C. Bernstein & Co., Llc Nashville TN 03/2022 Present
  • 08/2015 → 01/2018
    Suntrust Bank
    Nashville, TN
  • 01/2018 → 03/2022
    Regions Bank
    Nashville, TN
  • 03/2022 → Present
    Sanford C. Bernstein & Co., Llc
    Nashville, TN
Previous Registrations
  • 2012-10-04 → 2014-11-25
    Fisher Investments
    Camas, WA
    Plano, TX
  • 2011-08-08 → 2012-07-13
    Phillips & Company
    Portland, OR
  • 2009-01-30 → 2010-12-13
    Phillips & Company
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-14
S63 Uniform Securities Agent State Law Examination 2009-03-26
S65 Uniform Investment Adviser Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2022-04-14
  • S63 Uniform Securities Agent State Law Examination
    2009-03-26
  • S65 Uniform Investment Adviser Law Examination
    2009-01-29

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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