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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-31
NH RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MA RA
    APPROVED
    Since 2025-03-31
  • NH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Westborough, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Institutional Services Company, Inc. Marlborough MA 03/2011 04/2018
Fidelity Brokerage Services Llc Merrimack NH 04/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2011 → 04/2018
    Fidelity Investments Institutional Services Company, Inc.
    Marlborough, MA
  • 04/2018 → Present
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
  • 2012-04-05 → 2014-05-14
    Merrimack, NH
  • 2010-03-10 → 2011-06-23
    Merrimack, NH
    Merrimack, NH
    Merrimack, NH
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-21
S63 Uniform Securities Agent State Law Examination 2007-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2007-05-25
Other Names
  • Brent Braswell
  • Brent Wesley Braswell
  • Brent Wesley Braswell

View on SEC IAPD

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