Lirong Shan

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Saratoga	CA	05/2016	12/2024
Wfgia	Alviso	CA	01/1998	Present
Giant Realty Inc	Cupertino	CA	03/2013	08/2019
Westlaker Associates Llc	San Jose	CA	04/2012	12/2017
Bay One Realty	Burlingame	CA	11/2019	05/2023
General Mortgage Capital Corporation	Cupertino	CA	08/2019	12/2024
Transamerica Financial Advisors	Alviso	CA	11/2025	Present
Sze Chuan Garden Lc Inc.	Carlsbad	CA	01/2024	Present
Rental Property	San Jose	CA	01/2024	Present

05/2016 → 12/2024

Transamerica Financial Advisors, Inc

Saratoga, CA
01/1998 → Present

Wfgia

Alviso, CA
03/2013 → 08/2019

Giant Realty Inc

Cupertino, CA
04/2012 → 12/2017

Westlaker Associates Llc

San Jose, CA
11/2019 → 05/2023

Bay One Realty

Burlingame, CA
08/2019 → 12/2024

General Mortgage Capital Corporation

Cupertino, CA
11/2025 → Present

Transamerica Financial Advisors

Alviso, CA
01/2024 → Present

Sze Chuan Garden Lc Inc.

Carlsbad, CA
01/2024 → Present

Rental Property

San Jose, CA

Previous Registrations

2020-02-04 → 2024-12-31

Transamerica Financial Advisors, Llc

Alviso, CA

Saratoga, CA

Other Businesses

Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) SZE Chuan Garden LC Inc. Investment Related? NO 6990 El Camino Real | Suite K | Carlsbad, CA 92009 Restaurant Nutritionist Start date 1/2024 50 hours per month, 10 hours per month during securities trading. Create healthy new food. 2.) Rental Property Investment Related? NO 6792 Bret Harte Drive | San Jose, CA 95120 Rental property Landlord State date 1/2024 0 hours per month. No active duties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-14
S63	Uniform Securities Agent State Law Examination	2016-10-24

S65 Uniform Investment Adviser Law Examination

2018-02-14
S63 Uniform Securities Agent State Law Examination

2016-10-24

Other Names

Li Rong Shan

View on SEC IAPD