Dustin Andrew Smith

Current Employers

Employment History

• 05/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 01/2009 → 02/2020
  International Monetary Fund
  Washington, DC
• 09/2019 → 06/2020
  Melaleuca Inc
  Idaho Falls, ID
• 01/2020 → 06/2020
  Tranont Inc
  Lehi, UT
• 05/2020 → 02/2021
  Equitable Advisors, Llc
  New York, NY
• 02/2021 → 08/2022
  Pruco Securities, Llc.
  Bethesda, MD
• 02/2021 → 08/2022
  Prudential Insurance Company Of America
  Bethesda, MD
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alexandria, VA
• 10/2022 → Present
  Bank Of America, N.A.
  Alexandria, VA

Previous Registrations

• 2021-02-08 → 2022-08-23
  Pruco Securities, Llc.
  North Bethesda, MD
• 2020-10-22 → 2021-02-12
  Equitable Advisors, Llc
  Falls Church, VA

Other Businesses

I*2294258, Entity Type: Entity For Profit, Name of OBA: Moon Tree Farm, Address: Keystone Heights, Florida, 32656, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 04/18/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: My responsibilities are limited to general oversight and operational support of a spouse-operated venture. Activities include assisting with the production and sale of non-financial cottage goods (e.g., soap, lotion, sourdough products), supporting educational workshops related to those goods, and contributing to the development and maintenance of a non-financial digital authoring tool used for personal autobiographies and creative or project organization. Responsibilities also include limited administrative oversight of an RV rental listed on a short-term rental platform (e.g., Airbnb), such as scheduling coordination and basic property oversight. I do not provide any financial, investment, tax, or estate planning services in connection with this activity. There is no client solicitation, no use of Merrill Lynch systems or branding, and all activities occur outside of normal business hours.Updating prior disclosure to reflect evolution of Moon Tree Farm activities. Moon Tree Farm is a spouse-operated cottage goods and educational venture. In addition to producing and selling non-financial cottage goods and related educational classes, the business now offers a paid digital authoring tool for personal autobiographies and creative or project organization. Pricing ranges approximately REDACTED, and the tool may also be offered as a complimentary perk with cottage goods purchases. The digital tool is non-financial and does not provide investment, tax, or estate planning advice and is not related to the financial services industry. There is no client solicitation, no use of Merrill Lynch systems, branding, or client information, and all activities occur outside of normal business hours. I*5176270, Entity Type: , Name of OBA: D T. S, Address: Bath, New York, 14810, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/07/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-10-01