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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-02-05
NY RA APPROVED 2021-07-16
DE RA APPROVED 2021-04-08
NC RA APPROVED 2017-07-31
DC RA APPROVED 2017-07-19
IN RA APPROVED 2017-07-06
UT RA APPROVED 2017-07-06
TX RA APPROVED_RES 2017-05-12
NJ RA APPROVED 2015-08-12
  • GA RA
    APPROVED
    Since 2024-02-05
  • NY RA
    APPROVED
    Since 2021-07-16
  • DE RA
    APPROVED
    Since 2021-04-08
  • NC RA
    APPROVED
    Since 2017-07-31
  • DC RA
    APPROVED
    Since 2017-07-19
  • IN RA
    APPROVED
    Since 2017-07-06
  • UT RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED_RES
    Since 2017-05-12
  • NJ RA
    APPROVED
    Since 2015-08-12

Branch Locations

Livingston, NJ • United States

407 Main Street, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Chatham NJ 07/2015 Present
Hsbc Bank Usa, N.A. Chatham NJ 08/2016 Present
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc. I am a volunteer at the International Badminton Center, sports club in Edison NJ. All actives are non-securities related, I help with member sign in and closings in the evenings and weekend, approx. 45-60 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
  • S66 Uniform Combined State Law Examination
    2007-02-15
Other Names
  • John Fei Hon Yiu
  • John Fei H Yiu

View on SEC IAPD

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