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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-16
  • TX RA
    APPROVED
    Since 2012-11-16

Branch Locations

8080 N. Central Expressway Suite 1700, Dallas, TX 75206 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

209 W. College Street, Mesquite, TX 75149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Palm Beach Gardens FL 11/2012 Present
Previous Registrations
  • 2009-09-22 → 2012-11-16
    Legend Advisory, Llc
    Dallas, TX
    Palm Beach Gardens, FL
    Mesquite, TX
  • 2007-01-15 → 2009-09-22
    Dallas, TX
Other Businesses

1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- PREMIER RETIREMENT GROUP LLC POSITION: President NATURE: This is an entitiy that has yet to serve any purpose. May in the future to limit liability and minimize taxes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 423 Kamber Ln, Wylie TX 75098 DESCRIPTION: no duties. No holding myself to the public. No revenue 3-- LIFE, HEALTH, PROPERTY & CASUALTY POSITION: agent NATURE: Medicare supplement sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2017 ADDRESS: 209 W college rd, Mesquite TX 75149, United States DESCRIPTION: see. Above. Start an agency and have agents licensed to sell Medicare supplements to retired teachers and family members

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-12
  • S66 Uniform Combined State Law Examination
    2007-01-12
Other Names
  • Ryan Ozata

View on SEC IAPD

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