Samuel K Muller

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-03-15
TX	RA	APPROVED_RES	2011-03-02
FL	RA	APPROVED	2011-02-04

CA RA
APPROVED

Since 2013-03-15
TX RA
APPROVED_RES

Since 2011-03-02
FL RA
APPROVED

Since 2011-02-04

Branch Locations

Mesa, AZ • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	02/2010	Present
Bank Of America, N.A.	Chandler	AZ	02/2014	Present

02/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
02/2014 → Present

Bank Of America, N.A.

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-03
S63	Uniform Securities Agent State Law Examination	2007-02-17

S66 Uniform Combined State Law Examination

2010-12-03
S63 Uniform Securities Agent State Law Examination

2007-02-17

Other Names

Samuel K Muller
Samuel Kato Muller
Samuel Kato Muller
Samuel Kato Muller