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Cynthia Lynn Early

J.P. Morgan Securities LLC

Chicago , IL

Glenview, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-25
IL RA APPROVED 2020-05-27
  • TX RA
    APPROVED_RES
    Since 2020-09-25
  • IL RA
    APPROVED
    Since 2020-05-27

Branch Locations

10 S Dearborn St Fl 32, Chicago , IL 60603 • United States

2801 Pfingsten Rd, Glenview, IL 60026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Chicago IL 10/2015 02/2018
Td Ameritrade, Inc. Park Ridge IL 02/2018 03/2020
Td Ameritrade Investment Management, Llc Park Ridge IL 02/2018 03/2020
Jpmorgan Chase Bank, N.A. Arlington Heights IL 03/2020 01/2023
Jp Morgan Securities, Llc Arlington Heights IL 03/2020 01/2023
Scottrade Investment Management Chicago IL 01/2017 02/2018
Jpmorgan Chase Bank, N.A. Glenview IL 01/2023 Present
J.P. Morgan Securities Llc Glenview IL 01/2023 Present
  • 10/2015 → 02/2018
    Scottrade, Inc.
    Chicago, IL
  • 02/2018 → 03/2020
    Td Ameritrade, Inc.
    Park Ridge, IL
  • 02/2018 → 03/2020
    Td Ameritrade Investment Management, Llc
    Park Ridge, IL
  • 03/2020 → 01/2023
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 03/2020 → 01/2023
    Jp Morgan Securities, Llc
    Arlington Heights, IL
  • 01/2017 → 02/2018
    Scottrade Investment Management
    Chicago, IL
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Glenview, IL
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    Glenview, IL
Previous Registrations
  • 2018-02-27 → 2020-03-24
    Td Ameritrade, Inc.
    Park Ridge, IL
  • 2018-02-26 → 2020-03-24
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Park Ridge, IL
  • 2017-01-24 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-04-06 → 2015-08-20
    Hornor, Townsend & Kent, Llc
    Chicago, IL
  • 2009-02-03 → 2014-01-07
    Edward Jones
    Evanston, IL
    Evanston, IL
    Evanston, IL
    St Louis, MO
    Evanston, IL
  • 2007-02-16 → 2009-01-26
    Waddell & Reed
    Lisle, IL
    Savage, MN
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 2006-12-14
  • S65 Uniform Investment Adviser Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    2006-12-14
Other Names
  • Cynthia Lynn Oliver

View on SEC IAPD

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SUSAN MARY SHACKLETTE
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NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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