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Colleen Stott

Ubs Financial Services Inc.

Mckinney, TX

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-17
TX RA APPROVED 2023-01-12
  • NJ RA
    APPROVED
    Since 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-12

Branch Locations

8500 Gallery Way, Mckinney, TX 75072 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 11/2006 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 05/2021 12/2022
Unemployed Mckinney TX 03/2018 05/2021
Bank Of America, N.A. Mckinney TX 07/2021 12/2022
Ubs Financial Services Inc. Mckinney TX 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-18
  • S66 Uniform Combined State Law Examination
    2021-08-18
Other Names
  • Colleen Powell
  • Colleen A Powell
  • Colleen A Scott
  • Colleen A Stott
  • Colleen A Malchow
  • Colleen Ann Stott

View on SEC IAPD

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