Caroline L Wieand

Current Employers

Employment History

• 11/2015 → 11/2020
  Janney Montgomery Scott Llc
  Beltehem, PA
• 11/2020 → 05/2021
  Janney Montgomery Scott Llc
  Bethlehem, PA
• 05/2021 → Present
  Cornerstone Benefits, Inc.
  Bethlehem, PA
• 05/2021 → Present
  Cornerstone Advisors Asset Managment, Llc
  Bethlehem, PA
• 05/2021 → Present
  M Holdings Securities, Inc.
  Bethlehem, PA
• 05/2021 → Present
  Cornertsone Institutional Investors, Llc
  Bethlehem, PA

Previous Registrations

• 2015-11-17 → 2021-05-20
  Janney Montgomery Scott Llc
  Bethlehem, PA

Other Businesses

(1) M Holdings Securities, Inc.; Bethlehem, PA; Broker Dealer; Investment-Related; Registered Representative; duties include client service; started 5/2021; 5% of time; 5% of time during trading hours (2) Cornerstone Advisors Asset Management, LLC; 74 W Broad St, Ste 340, Bethlehem, PA 18018-5701; Advisory; Investment-Related; Investment Adviser Representative; Client Services; 05/2021; 160 hours per month; 160 hours per month during trading hours (3) Cornerstone Institutional Investors, LLC; 74 W Broad St, Ste 340, Bethlehem, PA 18018-5701; Member Firm Affiliation; Investment-Related; Investment Operations Associate; Client Service; 05/2021; 160 hours per month; 160 hours per month during trading hours (4) Cornerstone Benefits, Inc.; 74 W Broad St, Ste 340, Bethlehem, PA 18018-5701; Parent company of Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC; Investment-Related; Investment Operations Associate; Client Service; 05/2021; 160 hours per month; 160 hours per month during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2015-11-17

Other Names

• Caroline Lynne Bowne
• Caroline L. Wieand
• Caroline Lynn Bowne Wieand
• Caroline Lynne Bowne Wieand