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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-03-16
  • LA RA
    APPROVED
    Since 2020-03-16

Branch Locations

909 Poydras Street; Suite 1300 First Bank & Trust Tower, New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 12/2013 03/2020
Raymond James & Assoicates, Inc New Orleans LA 03/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: S.S. Pompano LLC Address: 631 Washington Ave, New Orleans, LA, 70130, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/19/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a holding company for a 33ft sailboat. (2)Name of Business: Tweeties Properties LLC Address: 631 Washington Ave, New Orleans, LA, 70130, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: wife and I created an LLC, we are going to air bnb our back house.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-12
  • S66 Uniform Combined State Law Examination
    2010-06-12
Other Names
  • Andrew Logan Holman
  • Andrew Holman

View on SEC IAPD

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