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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-27 |
Branch Locations
399 E Albany St, Herkimer, NY 13350 • United States
131 Oriskany Blvd, Whitesboro, NY 13492 • United States
1148 Erie Blvd West, Rome, NY 13440 • United States
8549 Seneca Turnpike, New Hartford, NY 13413 • United States
853 Black River Blvd, Rome, NY 13440 • United States
1 Kirkland Ave, Clinton, NY 13323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Camillus | NY | 02/2013 | 09/2016 |
| Key Investment Services Llc | Camillus | NY | 09/2016 | 08/2017 |
| Key Investment Services, Llc | Camillus | NY | 08/2017 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Utica | NY | 09/2020 | Present |
| Bank Of America, N.A. | Utica | NY | 09/2020 | Present |
| Lpl Financial Llc | Clinton | NY | 02/2023 | Present |
| Nbt Bank | Clinton | NY | 02/2023 | Present |
1) 02/24/2023 - NBT Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 05/19/2023 - NBT INSURANCE AGENCY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 03/03/2023 - 10 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-18 |
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