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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED | 2022-11-03 |
Branch Locations
4525 Chef Menteur Hwy, New Orleans, LA 70126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | New Orleans | LA | 01/2009 | 07/2020 |
| Morgan Stanley Smith Barney | New Orleans | LA | 06/2009 | 07/2020 |
| Thrivent Investment Management Inc | Slidell | LA | 07/2020 | 10/2022 |
| Thrivent Financial | Appleton | WI | 07/2020 | 10/2022 |
| J.P. Morgan Securities Llc | New Orleans | LA | 10/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 10/2022 | Present |
Entity Name: Brown Book Series Investment related: No Address: Private Residence Nature of the other business: Books Position/Title/Relationship: Employee/Contractor Start Date: 10/31/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I periodically write book reviews for Brown Book Series. it is a company that promotes authors in the fiction genre. I am an Independent Contractor and compensated for the book reviews I write. Entity Name: Voiceover Work Investment related: No Address: Private Residence Nature of the other business: Media Position/Title/Relationship: Employee/Contractor Start Date: 10/28/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I do voiceover work for commercials, promotional ads for radio and video, and narrations. I am an independent contactor for this type of work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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