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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED_RES | 2024-10-18 |
Branch Locations
285 Riverside Avenue Suite 335, Westport, CT 06880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Old Greenwich | CT | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 11/2016 | 07/2017 |
| Morgan Stanley | Westport | CT | 07/2017 | 10/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2017 | 10/2024 |
| Rbc Capital Markets, Llc | Westport | CT | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2017 | 10/2024 |
| City National Bank | Westport | CT | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-06 |
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