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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-26 |
| NY | RA | APPROVED | 2024-02-26 |
Branch Locations
655 Montgomery Street Suite 1710, San Francisco, CA 94111 • United States
Sausalito, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grantham, Mayo, Van Otterloo & Co. Llc | Berkeley | CA | 08/2015 | 09/2023 |
| Funds Distributor, Llc | Berkeley | CA | 09/2015 | 09/2023 |
| Neuberger Berman | San Francisco | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-23 |
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