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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-10-13
  • MN RA
    APPROVED
    Since 2016-10-13

Branch Locations

Hermantown, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Hermantown, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2016 03/2020
College Of St. Scholastica Minneapolis MN 06/2016 09/2016
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 06/2016 → 09/2016
    College Of St. Scholastica
    Minneapolis, MN
  • 03/2020 → Present
    Minneapolis, MN
Previous Registrations
  • 2014-09-11 → 2016-06-08
    Concourse Financial Group Securities, Inc.
    St Paul, MN
    Edina, MN
    Plymouth, MN
  • 2014-01-22 → 2014-08-14
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2010-01-22 → 2011-11-02
    Osaic Services, Inc.
    Ashland, WI
    Duluth, MN
Other Businesses

Name of Activity: Zamboni Driver; Date Activity Started/Modified/Ended:2025-12-16; Address: 4307 Ugstad Rd, Hermantown, MN 55811; Type of Activity: Other; Describe if any other Activity: part-time Zamboni driver; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: drive a Zamboni on outdoor rinks; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2007-05-29
Other Names
  • Tony Donald Miller
  • Anthony Miller
  • Anthony Donald Miller

View on SEC IAPD

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