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Daniel Glenn Freed

Wells Fargo Clearing Services, LLC

Venice, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-15
FL RA APPROVED 2018-06-22
  • TX RA
    APPROVED
    Since 2022-03-15
  • FL RA
    APPROVED
    Since 2018-06-22

Branch Locations

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Franklin TN 03/2011 06/2018
Raymond James Financial Services Advisors Inc. Franklin TN 06/2011 06/2018
Southwestern Investment Group Franklin TN 01/2016 06/2018
Wells Fargo Clearing Services, Llc Sarasota FL 06/2018 Present
Previous Registrations
  • 2017-04-19 → 2018-06-11
    Sagespring Wealth Partners
    Bradenton, FL
  • 2011-06-06 → 2016-12-20
    Raymond James Financial Services Advisors, Inc
    St. Petersburg, FL
    Franklin, TN
  • 2004-12-09 → 2011-03-10
    Morgan Keegan & Company, Llc
    Sarasota, FL
    Bradenton, FL
    Memphis, TN
    Ellenton, FL
  • 2003-03-27 → 2004-11-30
    Bb&T Investment Services, Inc.
    Venice, FL
  • 2002-02-20 → 2003-03-14
    Truist Investment Services, Inc.
    Bradenton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-31
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-01-31
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06
Designations
Other Names
  • Dan Freed
  • Dan Freed

View on SEC IAPD

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