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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-01 |
| FL | RA | APPROVED | 2024-02-01 |
| TX | RA | APPROVED_RES | 2024-02-01 |
| VA | RA | APPROVED | 2024-02-01 |
| CT | RA | APPROVED | 2009-10-05 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
41 W Putnam Ave, Greenwich, CT 06830 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenwich | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Greenwich | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwich | CT | 03/2020 | Present |
Board of Directors; Dorlon Marina Association; Treasurer; 199 Gregory BlvdNorwalk, CT 06855, , Norwalk, CT, 06855; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-28 |
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