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Jeneen Sarah Slack

LPl Financial LLC

Danville, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-17
  • CA RA
    APPROVED
    Since 2026-08-17

Branch Locations

561 Sycamore Valley Rd West, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 08/2016 05/2023
Summit Financial Group San Ramon CA 08/2016 08/2026
Raymond James Financial Services, Inc. San Ramon CA 05/2023 08/2026
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 08/2026
Lpl Financial Danville CA 08/2026 Present
  • 08/2016 → 05/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 08/2016 → 08/2026
    Summit Financial Group
    San Ramon, CA
  • 05/2023 → 08/2026
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → 08/2026
    San Ramon, CA
  • 08/2026 → Present
    Lpl Financial
    Danville, CA
Previous Registrations
  • 2023-05-31 → 2026-08-21
    San Ramon, CA
  • 2016-08-08 → 2023-05-31
    Securian Financial Services, Inc.
    San Ramon, CA
  • 2013-11-05 → 2016-08-02
    Cetera Advisors Llc
    San Jose, CA
    San Jose, CA
  • 2011-01-10 → 2013-11-01
    Foothill Securities, Inc.
    Campbell, CA
  • 2009-09-24 → 2010-12-20
    Walnut Creek, CA
  • 2007-12-18 → 2009-09-23
    Osaic Fa, Inc.
    San Ramon, CA
Other Businesses

1. 8/2026 - Northstar Financial Advisors, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/17/2026 2. 8/2026 - Second Saturday East Bay - Other - NOT INV REL - 3 Hour(s)/Month – 0 Hour(s) During Trading - Danville CA 94526 - OBA Start date: 08/17/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-17
Designations
Other Names
  • Jeneen Sarah Paul
  • Jeneen S Slack

View on SEC IAPD

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