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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
CA RA APPROVED 2021-12-16
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • CA RA
    APPROVED
    Since 2021-12-16

Branch Locations

2945 Townsgate Rd, Suite 200, Westlake Village, CA 91361 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Advantage Corp Westlake Village CA 10/2006 05/2018
National Planning Corporation Westlake Village CA 09/2017 11/2017
Securities America, Inc. Westlake Village CA 05/2018 12/2021
Securities America Advisors Westlake Village CA 11/2019 12/2021
Lpl Financial Westlake Village CA 12/2021 Present
  • 10/2006 → 05/2018
    Investors Advantage Corp
    Westlake Village, CA
  • 09/2017 → 11/2017
    National Planning Corporation
    Westlake Village, CA
  • 05/2018 → 12/2021
    Securities America, Inc.
    Westlake Village, CA
  • 11/2019 → 12/2021
    Securities America Advisors
    Westlake Village, CA
  • 12/2021 → Present
    Lpl Financial
    Westlake Village, CA
Previous Registrations
  • 2019-11-13 → 2021-12-23
    Securities America Advisors, Inc.
    Westlake Village, CA
Other Businesses

1) 12/15/2021- Outside/W-2 Employment - West LA Poker - Not Investment Related - Canyon Country, CA 91351 - Start Date:01/2012 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 12/15/2021 - Other (Radio Show) - FITNESS RADIO SHOW - Not Investment Related - Thousand Oaks, CA 91362 - Start Date:09/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 12/15/2021 - Non-Variable Insurance - Daniel Medina - Investment Related - Westlake Village, CA 91362 - Start Date:08/2019 - 30 Hrs/Mth - 1 Hrs During Trading. 4) 12/15/2021- DBA for LPL Business (entity for LPL business) - INVESTOR'S ADVANTAGE - Investment Related - Westlake Village, CA 91362 - Start Date:11/2017 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 08/26/2022 - AmeriEstate Legal Plan Inc - Not Investment Related - At Reported Business Location(s) - Other - Estate Planning Services - Independent Contractor/Sales - Start Date 06/28/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 6) 07/30/2025 - My Money Guy - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date:07/21/2025 - 30 Hrs/Mth - 30 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-08
  • S66 Uniform Combined State Law Examination
    2019-11-08
Other Names
  • Daniel J Medina

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