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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| CA | RA | APPROVED | 2021-12-16 |
Branch Locations
2945 Townsgate Rd, Suite 200, Westlake Village, CA 91361 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Advantage Corp | Westlake Village | CA | 10/2006 | 05/2018 |
| National Planning Corporation | Westlake Village | CA | 09/2017 | 11/2017 |
| Securities America, Inc. | Westlake Village | CA | 05/2018 | 12/2021 |
| Securities America Advisors | Westlake Village | CA | 11/2019 | 12/2021 |
| Lpl Financial | Westlake Village | CA | 12/2021 | Present |
1) 12/15/2021- Outside/W-2 Employment - West LA Poker - Not Investment Related - Canyon Country, CA 91351 - Start Date:01/2012 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 12/15/2021 - Other (Radio Show) - FITNESS RADIO SHOW - Not Investment Related - Thousand Oaks, CA 91362 - Start Date:09/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 12/15/2021 - Non-Variable Insurance - Daniel Medina - Investment Related - Westlake Village, CA 91362 - Start Date:08/2019 - 30 Hrs/Mth - 1 Hrs During Trading. 4) 12/15/2021- DBA for LPL Business (entity for LPL business) - INVESTOR'S ADVANTAGE - Investment Related - Westlake Village, CA 91362 - Start Date:11/2017 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 08/26/2022 - AmeriEstate Legal Plan Inc - Not Investment Related - At Reported Business Location(s) - Other - Estate Planning Services - Independent Contractor/Sales - Start Date 06/28/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 6) 07/30/2025 - My Money Guy - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date:07/21/2025 - 30 Hrs/Mth - 30 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
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