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Richard Jaime Garcia

Navy Federal Investment Services, LLC

Vienna, VA

Highlands Ranch, CO

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Current Employers
Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
  • CO RA
    APPROVED
    Since 2025-01-02

Branch Locations

1007 Electric Ave, Vienna, VA 22180 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vip Services, Llc Denver CO 06/2006 02/2019
Pvg Asset Management Genessee CO 03/2012 03/2019
Navy Federal Financial Group, Llc Aurora CO 04/2019 Present
Navy Federal Brokerage Service, Llc Aurora CO 04/2019 Present
  • 06/2006 → 02/2019
    Vip Services, Llc
    Denver, CO
  • 03/2012 → 03/2019
    Pvg Asset Management
    Genessee, CO
  • 04/2019 → Present
    Navy Federal Financial Group, Llc
    Aurora, CO
  • 04/2019 → Present
    Navy Federal Brokerage Service, Llc
    Aurora, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-19
S63 Uniform Securities Agent State Law Examination 2007-03-03
  • S65 Uniform Investment Adviser Law Examination
    2019-04-19
  • S63 Uniform Securities Agent State Law Examination
    2007-03-03
Other Names
  • Rick J Garcia

View on SEC IAPD

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STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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