Christopher Lawson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-12-04
LA	RA	APPROVED	2024-03-28
TX	RA	APPROVED	2021-04-13
FL	RA	APPROVED	2018-06-08

MO RA
APPROVED

Since 2024-12-04
LA RA
APPROVED

Since 2024-03-28
TX RA
APPROVED

Since 2021-04-13
FL RA
APPROVED

Since 2018-06-08

Branch Locations

Saint Louis, MO • United States

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing, Llc	Covington	LA	05/2017	12/2017
Nicholls State University	Thibodaux	LA	01/2016	04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	12/2017	Present
Bank Of America, N.A.	Jacksonville	FL	12/2019	Present

05/2017 → 12/2017

Capital One Investing, Llc

Covington, LA
01/2016 → 04/2017

Nicholls State University

Thibodaux, LA
12/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
12/2019 → Present

Bank Of America, N.A.

Jacksonville, FL

Previous Registrations

2017-06-06 → 2018-01-02

Capital One Advisors, Llc

Covington, LA

Mclean, VA
2015-03-16 → 2015-10-01

Harrisdirect Llc

Alpharetta, GA

Arlington, VA
2012-11-21 → 2015-01-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Tucker, GA

Norfolk, VA
2007-09-21 → 2007-11-26

Msi Financial Services, Inc.

Metairie, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-20

S66 Uniform Combined State Law Examination

2012-11-20

Other Names

Chris Michael Lawson
Christopher Michael Lawson
Chris Lawson
Christopher M Lawson
Christopher Michael Lawson

View on SEC IAPD