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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2017-07-27
CT RA APPROVED 2016-03-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2017-07-27
  • CT RA
    APPROVED
    Since 2016-03-03

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2006 Present
Bank Of America, N.A. New York NY 06/2006 Present
Previous Registrations
Other Businesses

I*518082For profit or not for profit: Entity For ProfitName of outside business organization: Forge AheadInvestment related: NAddress of business: Ridgefield, Connecticut, 06877Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 8/24/2021Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I am the owner of Forge Ahead: a brand, lifestyle company that helps to support constructive conversations about positive thinking. Through our brand apparel sales, a percentage of our proceeds will be donated to various mental health organizations.I*124569For profit or not for profit: For-Profit OrganizationName of outside business organization: The Music & Theory PodcastInvestment related: NAddress of business:Ridgefield, Connecticut 6877Nature of business: Other,It is a podcast that is not incorporatedPosition, title, association: Owner, Start date of relationship: 7/1/2019Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This is a podcast that I manage where we would now like to include paid advertisements. The podcast has nothing to do with the financial industry and is specifically about music.I*1135257For profit or not for profit: Entity For ProfitName of outside business organization: Your Home CPR (YHCPR)Investment related: NAddress of business: Ridgefild, ConnecticutNature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 1/9/2023Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: CPR Instructor, CPR InstructorI*479379For profit or not for profit: Entity For Profit , Entity Financial InstitutionName of outside business organization: The Clearing House Payments Company LLC.Investment related: YAddress of business: New York, New York, 10036Nature of business: ["Corporation"]Position, title, association: ["Committee","Other"], [["Other"]]Start date of relationship: 4/23/2019Number of hours devoted: 8 hour(s) YearlyNumber of hours devoted during trading hours: 8Duties: Investment Committee, Payments Company, As member BAC is appoint Mike to the committee. I*2056342, Entity Type, Entity For Profit, Name of OBA: Book - Titled, "Making Nutrition Digestible", Address: Ridgefield, CT, 06877, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/22/2024, No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: I wrote a book about nutrition. Outside of Bank of America I am a Certified Nutrition Coach.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
S63 Uniform Securities Agent State Law Examination 2007-02-24
  • S66 Uniform Combined State Law Examination
    2010-10-22
  • S63 Uniform Securities Agent State Law Examination
    2007-02-24
Other Names
  • Michael Mcmanus

View on SEC IAPD

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