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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-08 |
| NY | RA | APPROVED | 2022-07-28 |
| FL | RA | APPROVED | 2018-09-14 |
| CA | RA | APPROVED | 2007-05-21 |
Branch Locations
1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | Los Angeles | CA | 03/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-27 |
| S66 | Uniform Combined State Law Examination | 2007-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-19 |
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