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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2007-12-13
  • IN RA
    APPROVED
    Since 2007-12-13

Branch Locations

9604 Coldwater Rd Ste 205, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2004 Present
Northwestern Mutual Investment Services, Llc Fort Wayne IN 11/2006 Present
Northwestern Mutual Investment Services, Llc Ft Wayne IN 12/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2013 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, FINANCE COMMITTEE MEMBER, MIDTOWNE CROSSING, 112 W WASHINGTON BLVD, FORT WAYNE, , INDIANA, 46802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/28/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD PRESIDENT FOR THE CONDOMINIUM ASSOCIATION WHERE I RESIDE. 3. OWNER, ABGJKM CORE, LLC, LEGAL ENTITY, START DATE: 9/30/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, ABGJKM, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/30/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. FINANCE COMMITTEE MEMBER, STILLWATER HOSPICE, 5910 HOMESTEAD RD, FORT WAYNE, , INDIANA, 46814, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/05/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE MEMBER 6. BOARD MEMBER, MARINA SUITES ASSOCIATION, 888 BLVD OF THE ARTS, SARASOTA, , FLORIDA, 34236, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LISTEN TO OTHERS IN THE MARINA SUITES COMMUNITY ON QUESTIONS AND CONCERNS, non investment related. 7. PRESIDENT, MARINA SUITES ASSOCIATION, 888 BLVD OF THE ARTS, SARASOTA, , FLORIDA, 34236, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LISTEN TO OTHERS IN THE MARINA SUITES COMMUNITY ON QUESTIONS AND CONCERNS. NON INVESTMENT RELATED. 8. MERIT BOARD MEMBER, ALLEN COUNTY SHERIFFS DEPARTMENT, 715 S. CALHOUN ST., SUITE 101, FORT WAYNE, , INDIANA, 46802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/20/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF THE ALLEN COUNTY SHERIFFS MERIT BOARD - BOARD DUTIES. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-10
  • S66 Uniform Combined State Law Examination
    2007-11-10

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