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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2007-12-13 |
Branch Locations
9604 Coldwater Rd Ste 205, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Fort Wayne | IN | 11/2006 | Present |
| Northwestern Mutual Investment Services, Llc | Ft Wayne | IN | 12/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, FINANCE COMMITTEE MEMBER, MIDTOWNE CROSSING, 112 W WASHINGTON BLVD, FORT WAYNE, , INDIANA, 46802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/28/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD PRESIDENT FOR THE CONDOMINIUM ASSOCIATION WHERE I RESIDE. 3. OWNER, ABGJKM CORE, LLC, LEGAL ENTITY, START DATE: 9/30/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, ABGJKM, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/30/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. FINANCE COMMITTEE MEMBER, STILLWATER HOSPICE, 5910 HOMESTEAD RD, FORT WAYNE, , INDIANA, 46814, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/05/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE MEMBER 6. BOARD MEMBER, MARINA SUITES ASSOCIATION, 888 BLVD OF THE ARTS, SARASOTA, , FLORIDA, 34236, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LISTEN TO OTHERS IN THE MARINA SUITES COMMUNITY ON QUESTIONS AND CONCERNS, non investment related. 7. PRESIDENT, MARINA SUITES ASSOCIATION, 888 BLVD OF THE ARTS, SARASOTA, , FLORIDA, 34236, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LISTEN TO OTHERS IN THE MARINA SUITES COMMUNITY ON QUESTIONS AND CONCERNS. NON INVESTMENT RELATED. 8. MERIT BOARD MEMBER, ALLEN COUNTY SHERIFFS DEPARTMENT, 715 S. CALHOUN ST., SUITE 101, FORT WAYNE, , INDIANA, 46802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/20/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF THE ALLEN COUNTY SHERIFFS MERIT BOARD - BOARD DUTIES. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-10 |
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