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Brett Matthew Hains

Osaic Wealth, Inc.

Houma, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-26
TX RA APPROVED_RES 2026-05-15
  • LA RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED_RES
    Since 2026-05-15

Branch Locations

435 Corporate Drive Suite 303, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houma LA 12/2015 05/2026
Business First Bank (Aka:B1Bank; Formerly:COastal Commerce Bank) Houma LA 12/2015 05/2026
Osaic Wealth Houma LA 05/2026 Present
  • 12/2015 → 05/2026
    Houma, LA
  • 12/2015 → 05/2026
    Business First Bank (Aka:B1Bank; Formerly:COastal Commerce Bank)
    Houma, LA
  • 05/2026 → Present
    Osaic Wealth
    Houma, LA
Previous Registrations
  • 2015-12-15 → 2026-05-26
    Houma, LA
    Cut Off, LA
    Houma, LA
    San Diego, CA
  • 2015-01-28 → 2015-12-16
    Capital One Advisors, Llc
    Seattle, WA
  • 2011-01-10 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2026 ADDRESS: 435 Corporate Drive, Suite 303, Houma LA 70360, United States DESCRIPTION: I sell all types of insurance 2. REAL ESTATE RENTAL POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 13661 Perdido Key Dr., Unit 102, Pensacola LA 32507, United States DESCRIPTION: Using Beach Getaways management service to rent property 3. HAINS WEALTH MANAGEMENT LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2026 ADDRESS: 435 Corporate Drive, Suite 303, Houma LA 70360, United States DESCRIPTION: This is my D.B.A. for my marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-11
  • S66 Uniform Combined State Law Examination
    2010-11-11
Other Names
  • Brett M Hains

View on SEC IAPD

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