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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-13
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 11/2014 Present
Tiaa Frisco TX 11/2014 Present
Previous Registrations
  • 2014-02-25 → 2014-06-23
    Pnc Managed Account Solutions, Inc.
    Dallas, TX
    Dallas, TX
  • 2008-07-18 → 2013-09-23
    Dallas, TX
    Fort Worth, TX
    Dallas, TX
    Plano, TX
    Plano, TX
    Frisco, TX
    Frisco, TX
    Dallas, TX
  • 2007-05-29 → 2008-07-31
    New York, NY
  • 2007-02-08 → 2007-05-29
    Citicorp Investment Services
    New York, NY
  • 2006-08-21 → 2007-01-25
    Chase Investment Services Corp.
    New York, NY
Other Businesses

RENTAL INCOME 2026 POSITION: Landlord NATURE: Rental income for this property pays for the mortgage. There is no additional income to me from this rental. Let me know if you have any questions and should I report this as a change if I do start making income from it int he future? I hired a maintenance company to help with the tenant so I don't have to take time away from working hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 4153 Shavano Drive, Frisco TX 75034, United States DESCRIPTION: Owner/Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
S65 Uniform Investment Adviser Law Examination 2006-08-18
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S66 Uniform Combined State Law Examination
    2022-10-13
  • S65 Uniform Investment Adviser Law Examination
    2006-08-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • Maria Elvia Ostiguin
  • Elvia Ostiguin

View on SEC IAPD

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