John Jacob Norton

Current Employers

Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-09-30
PA	RA	APPROVED	2015-09-25

MI RA
APPROVED

Since 2015-09-30
PA RA
APPROVED

Since 2015-09-25

Branch Locations

Rockford, MI • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei Investments Distribution Co	Oaks	PA	09/2015	Present
Sei Investments Management Corp	Oaks	PA	09/2015	Present

09/2015 → Present

Sei Investments Distribution Co

Oaks, PA
09/2015 → Present

Sei Investments Management Corp

Oaks, PA

Previous Registrations

2011-12-22 → 2015-09-15

Curian Capital, Llc

Denver, CO
2011-06-24 → 2011-12-07

National Planning Corporation

Denver, CO

Other Businesses

QUINCE & BUCK LLC, NOT INVESTMENT RELATED, 6550 MYERS LAKE AVE NE, ROCKFORD, MI 49341, REAL ESTATE, 50% OWNER, STARTED 3/2017, 2 HOURS/MONTH, 0 HOURS DURING TRADING, INVESTOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-07
S63	Uniform Securities Agent State Law Examination	2007-01-16

S66 Uniform Combined State Law Examination

2011-06-07
S63 Uniform Securities Agent State Law Examination

2007-01-16

Other Names

Jake Norton

View on SEC IAPD