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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-01 |
| LA | RA | APPROVED | 2016-03-29 |
| OH | RA | APPROVED | 2014-10-22 |
Branch Locations
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Beachwood | OH | 10/2014 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 10/2014 | Present |
1. 10/3/2014: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Admin. 2. 10/3/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 12/9/2014: Stratos Wealth Partners, Ltd - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - Administrative staff at RIA. 4. 12/13/2018 - Wealth Advocate Group - DBA: Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 12/19/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 6. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading. 7. 4/6/2021 - Wealth Advocate Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/23/2020 - 4 Hours Per Month/3 Hours During Securities Trading. 7. 4/16/2021 - JMC Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/15/2015 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-15 |
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