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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-01
LA RA APPROVED 2016-03-29
OH RA APPROVED 2014-10-22
  • TX RA
    APPROVED_RES
    Since 2016-04-01
  • LA RA
    APPROVED
    Since 2016-03-29
  • OH RA
    APPROVED
    Since 2014-10-22

Branch Locations

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Beachwood OH 10/2014 Present
Stratos Wealth Partners, Ltd Beachwood OH 10/2014 Present
Other Businesses

1. 10/3/2014: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Admin. 2. 10/3/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 12/9/2014: Stratos Wealth Partners, Ltd - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - Administrative staff at RIA. 4. 12/13/2018 - Wealth Advocate Group - DBA: Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 12/19/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 6. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading. 7. 4/6/2021 - Wealth Advocate Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/23/2020 - 4 Hours Per Month/3 Hours During Securities Trading. 7. 4/16/2021 - JMC Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/15/2015 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-03-15
  • S63 Uniform Securities Agent State Law Examination
    2021-03-15
Designations

View on SEC IAPD

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