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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-14 |
Branch Locations
North Arlington Banking Office 4661 Reed Road, Columbus, OH 43220 • United States
Tuttle Crossing 5930 Britton Parkway, Dublin, OH 43016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments, Llc | Pittsburgh | PA | 03/2016 | 09/2018 |
| Jp Morgan Securities, Llc | Granville | OH | 09/2018 | 05/2023 |
| Jp Morgan Chase Bank, N.A. | Granville | OH | 09/2018 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 05/2023 | 12/2024 |
| Bank Of America, N.A. | Columbus | OH | 05/2023 | 12/2024 |
| The Huntington Investment Company | Columbus | OH | 01/2025 | Present |
| Ameriprise Financial Services, Llc | Dublin | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 2012-03-09 |
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