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Christopher Mark Schmidt

Wells Fargo Clearing Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-03
  • VA RA
    APPROVED
    Since 2024-06-03

Branch Locations

4901 W Broad St, Richmond, VA 23230 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 02/2024 Present
Wells Fargo Bank, Na Richmond VA 02/2024 Present
Morgan Stanley Coppell TX 07/2021 12/2023
Main Street Home Loans Ashburn VA 11/2019 07/2021
Pentagon Federal Credit Union Alexandria VA 02/2016 11/2019
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 02/2024 → Present
    Wells Fargo Bank, Na
    Richmond, VA
  • 07/2021 → 12/2023
    Morgan Stanley
    Coppell, TX
  • 11/2019 → 07/2021
    Main Street Home Loans
    Ashburn, VA
  • 02/2016 → 11/2019
    Pentagon Federal Credit Union
    Alexandria, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 2024-05-08
  • S65 Uniform Investment Adviser Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    2024-05-08
Other Names
  • Christopher Schmidt
  • Christopher M Schmidt
  • Chris Schmidt

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

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