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1501 W. 34Th Avenue, Anchorage, AK 99503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-22 |
| AK | RA | APPROVED | 2006-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Catherine R. Smith, Financial Planner, Llc | Anchorage | AK | 10/2006 | Present |
| Catherine R. Smith, Cpa | Anchorage | AK | 06/1988 | Present |
Name of other business: Catherine R Smith, CPA, PC; Is business Investment related: No; Address of other business: 1501 W 34th Avenue, Anchorage, AK 99503; Nature of other business: CPA firm providing tax and accounting services; Your position: Managing professional; Title and relationship with other business: President and sole shareholder; Start date of relationship: November, 1988; Approx. # of hours /month devote to other business: 60; Number of hours devoted to other business during securities trading hours: 24 per month. ?Briefly describe duties: Income tax planning and preparation, business advice, accounting services
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