Benjamin Charles Simiskey

Current Employers

Lakes Wealth Advisory, Llc

Katy, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-08-14

TX RA
APPROVED

Since 2009-08-14

Branch Locations

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Paul, Phipps & Co, Pllc	Alvin	TX	02/2009	12/2019
Lakes Wealth Advisory, Llc (Fka Pls Advisory, Llc)	Katy	TX	05/2009	Present
Stegent Equity Advisors Inc.	Houston	TX	01/2018	12/2020
Cornelius, Stegent & Price, Llp	Houston	TX	01/2018	12/2020
Rice University	Houston	TX	07/2017	Present

02/2009 → 12/2019

Paul, Phipps & Co, Pllc

Alvin, TX
05/2009 → Present

Lakes Wealth Advisory, Llc (Fka Pls Advisory, Llc)

Katy, TX
01/2018 → 12/2020

Stegent Equity Advisors Inc.

Houston, TX
01/2018 → 12/2020

Cornelius, Stegent & Price, Llp

Houston, TX
07/2017 → Present

Rice University

Houston, TX

Previous Registrations

2018-03-08 → 2021-01-06

Stegent Equity Advisors Inc.

Katy, TX

Houston, TX
2006-12-04 → 2009-03-26

Stanford Group Company

Houston, TX

Other Businesses

Rice University; not investment-related; 6100 Main St, Houston, TX 77005; higher education; Adjunct Instructor; 7/2017; during the course, approximately 45 hours per month; none during trading hours; instruction time, prep time, grading quizzes and exams and communicating with students and Rice administration and staff.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-01

S66 Uniform Combined State Law Examination

2006-12-01

Designations

View on SEC IAPD