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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-07-05 |
| TX | RA | APPROVED | 2019-06-28 |
Branch Locations
51 Jfk Pkwy 4Th Fl [Ji-Rbo], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 08/2013 | 06/2017 |
| Ubs Financial Services Inc. | New York | NY | 06/2017 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 06/2019 | Present |
RENTAL PROPERTY; INV. RELATED; KISSIMMEE,FL; 100% OWNERSHIP; START DATE 07/15/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-17 |
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