Dorothy Miller

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-02-18
TX	RA	APPROVED_RES	2013-07-23

NC RA
APPROVED

Since 2014-02-18
TX RA
APPROVED_RES

Since 2013-07-23

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Salt Lake City	UT	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Salt Lake City, UT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Other Businesses

AMERICAN RED CROSS; NOT INVESTMENT RELATED; CHARLOTTE,NC; TRANSPORTATION SPECIALIST; START DATE 05/01/2021; NUMBER OF HOURS PER MONTH 15; NUMBER OF HOURS DURING TRADING 0; TRANSPORTATION OF BLOOD.; CALDWELL STATION HOME OWNERS ASSOCIATION, NOT INV RELATED, CORNELIUS, NC, TOWNHOME COMMITTEE MEMBER, START: 7/7/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING. AMAZON FLEX ; NOT INV RELATED; SEATTLE, WA; FLEX DRIVER ; DRIVER; START DATE: 10/06/2025; 15 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-11-05

S63 Uniform Securities Agent State Law Examination

2009-11-05

Other Names

Dorothy Lee Miller

View on SEC IAPD