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Maria Teresa Merced

Ameriprise Financial Services, LLC

Marlton, NJ

Wilmington, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-10-16
NJ RA APPROVED 2011-11-30
  • DE RA
    APPROVED
    Since 2023-10-16
  • NJ RA
    APPROVED
    Since 2011-11-30

Branch Locations

50 Lake Center Executive Park 401 Route 73 N Ste 201, Marlton, NJ 08053-3425 • United States

1011 Centre Rd Ste 100, Wilmington, DE 19805-1270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 11/2011 03/2020
Ameriprise Financial Services, Llc Wilmington DE 03/2020 Present
Previous Registrations
  • 2009-11-13 → 2011-09-29
    Piedmont Investment Advisors, Llc
  • 2009-06-01 → 2009-11-12
    Morgan Stanley
    Mt. Laurel, NJ
  • 2008-08-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Mt. Laurel, NJ
  • 2007-11-12 → 2008-09-08
    Janney Montgomery Scott Llc
    Marlton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-09
Other Names
  • Maria Teresa Fitzpatrick

View on SEC IAPD

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