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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| GA | RA | APPROVED | 2026-01-26 |
Branch Locations
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 12/2015 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 05/2024 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 01/2026 | Present |
| Unemployed | Woodstock | GA | 11/2024 | 03/2025 |
| Kelli Gerkin Dba Rory Smith | Woodstock | GA | 03/2025 | Present |
I*3496270, Entity Type Entity For Profit, Name of OBA: K G DBA R S Address: WoodstockGeorgia30188Investment Related: No Position, Title, Association: OwnerEmployee Start Date: 01/01/2026 No Hours: 5 weekly No Hours during trading: 0 Duties: When time allows, I attempt to sell the books via website, social media, and Amazon. I'll try to do some book fair event this year.I self-publish teen self-help books as "R S."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-17 |
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
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