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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-12-15
  • LA RA
    APPROVED
    Since 2011-12-15

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/1998 Present
Northwestern Mutual Investment Services, Llc Baton Rouge LA 09/1998 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/1998 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/1998 → Present
    Baton Rouge, LA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) 100% OWNER, WRH IM 1, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, INVESTMENT RELATED, START DATE: 08/31/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, BUSINESS LEGAL ENTITY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-02
S65 Uniform Investment Adviser Law Examination 2011-12-12
  • S63 Uniform Securities Agent State Law Examination
    2020-12-02
  • S65 Uniform Investment Adviser Law Examination
    2011-12-12
Other Names
  • Welter Reegan Hull
  • Welter Reegan Hull

View on SEC IAPD

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