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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-08
TX RA APPROVED_RES 2023-09-05
  • FL RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

240 Canal Blvd Suite 6, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2009 09/2023
Raymond James Financial Services Advisors, Inc. Ponte Vedra Beach FL 09/2023 Present
Raymond James Financial Services, Inc. Ponte Vedra Beach FL 09/2023 Present
Ammerman Wealth Management Ponte Vedra Beach FL 09/2023 Present
Previous Registrations
  • 2009-10-23 → 2023-09-05
    Jacksonville, FL
    Jacksonville, FL
    Saint Augustine, FL
    Ponte Vedra Beach, FL
    Ponte Vedra Beach, FL
  • 2008-10-31 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Jacksonville, FL
Other Businesses

(1)Name of Business: Ammerman Wealth Management Address: 240 Canal Blvd Ste 6, Ponte Vedra Beach, FL, 32082-3727, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-29
S63 Uniform Securities Agent State Law Examination 2007-09-04
  • S66 Uniform Combined State Law Examination
    2008-10-29
  • S63 Uniform Securities Agent State Law Examination
    2007-09-04
Other Names
  • Sara Evie Poole

View on SEC IAPD

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