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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-19
SD RA APPROVED 2017-12-12
MI RA APPROVED 2014-06-17
  • TX RA
    APPROVED_RES
    Since 2021-07-19
  • SD RA
    APPROVED
    Since 2017-12-12
  • MI RA
    APPROVED
    Since 2014-06-17

Branch Locations

1650 S Drake Rd, Kalamazoo, MI 49006 • United States

915 W Michigan Ave, Three Rivers, MI 49093 • United States

51 West Michigan Ave, Battle Creek, MI 49016 • United States

6427 B Drive N, Battle Creek, MI 49014-7573 • United States

107 N Park Ave, Marshall, MI 49068 • United States

499 Romence Rd, Portgage, MI 49024 • United States

2270 Gezon Parkway Sw, Wyoming, MI 49519 • United States

9010 E D Ave, Richland, MI 49083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kellogg Community Fcu Portgage MI 06/2014 Present
Lpl Financial Llc Portgage MI 06/2014 Present
  • 06/2014 → Present
    Kellogg Community Fcu
    Portgage, MI
  • 06/2014 → Present
    Portgage, MI
Previous Registrations
  • 2010-03-25 → 2014-06-10
    Signator Investors, Inc.
    Grand Rapids, MI
    Marshall, MI
  • 2008-05-19 → 2010-03-03
    Battle Creek, MI
    Augusta, MI
    Troy, MI
    Grand Rapids, MI
Other Businesses

1)6/10/14-KCFCU INVESTMENT SERVICES/DBA ONLY/100%/PORTGAGE, MI 2)6/10/14-GOLDEN RULE/NON-VARIABLE INSURANCE/INDEPENDENT BROKER AND AGENT/1%/PORTGAGE,MI 3) 10/06/2014 - KCFCU INSURANCE AGENCY - PROPERTY AND CASUALTY - AGENT - TIME SPENT 1 HOUR PER MONTH - PORTGAGE,MI 4)02/10/2015 - GROTENHUIS BLUE CROSS BLUE SHIELD MI - NON-VARIABLE INSURANCE - GROTENHUIS BLUE CROSS BLUE SHIELD MI-HEALTH INSURANCE BROKER - TIME SPENT 1 HOUR MONTH - PORTGAGE,MI 5) 05/22/2015 - GOLDEN RULE - INSURANCE AGENCY - HEALTH INSURANCE - INV REL - 6427 B DRIVE NORTH, BATTLE CREEK, MI 49014 - START 06/01/2007 - 1 HR/MO DURING SECS TRDG HRS 6) 04/19/2016 * Priority Health Michigan * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * General agent. It does not employ any other participants. This is to provide services to members in need of health insurance * 1 HRS MO DURING SECS TRDG HRS * START 04/01/2016 * 7) 09/08/2017-KCCU Investment Services-Investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-It is a name change only-start 08/14/2017-Hours per month 160/ Hours during trading 8

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-30
Other Names
  • Jerald Pawlowicz

View on SEC IAPD

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