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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2009-01-23 |
Branch Locations
1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States
Barrington, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Providence | RI | 01/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Providence | RI | 03/2020 | Present |
Business Ownership; Tin Mtn LLC; To participate in the management decisions as they pertain to the upkeep of the property.; This LLC is designed to own and manage a vacation property that was passed down from my paternal grandmother to my dad and his siblings. The LLC members now include some of my first cousins. The home is not set up to make money, users of the home pay a small amount on a per diem basis to help offset normal expenses like utilities and taxes. When the home was gifted to my dad and his siblings, funds were set aside to handle repairs and improvements over time which are owned by the LLC. The home is occasionally rented to close family friends at below market rates these funds are treated the same as the per diem fees and no member is paid out as an owner. My dad owned 2 shares of the home (of 5 or 6 in total) and his plan is to gift one to me effective January 1, 2022; 273 Simpsons Point Road, , Brunswick, ME, 4011; Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours. Board of Directors; Children's Wish Group of RI, Inc.; Board Member and Past Chair; 2364 Post Road, Suite 200, , Warwick, RI, 2886; Not Investment-Related; 09/24/2013; 10 to 19 hours per month; 1 to 9 during trading hours / The Gordon School; Investment Committee Chair; 45 Maxfield Avenue, , East Providence, RI, 2914; Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / The Gordon School; Board Member; 45 Maxfield Avenue, , East Providence, RI, 2914; Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-16 |
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